iAccess Alpha | Legal Disclosure & Disclaimer

1. Investment Adviser Status & Publisher’s Exclusion

iAccess Alpha is a financial media and conference platform. iAccess Alpha is not registered as an investment adviser with the U.S. Securities and Exchange Commission (SEC) or any state regulatory authority. iAccess Alpha relies on the “publisher’s exclusion” from the definition of “investment adviser” as provided under Section 202(a)(11)(D) of the Investment Advisers Act of 1940 and corresponding state securities laws.

All information, presentations, and one-on-one dialogues facilitated during iAccess Alpha’s quarterly conferences (typically held in March, June, September, and December) are for informational and educational purposes only. Content is impersonal and is not tailored to the specific investment needs, financial circumstances, or objectives of any individual or institutional participant.

2. Section 17(b) Compensation Disclosure & Conflicts of Interest

In accordance with Section 17(b) of the Securities Act of 1933, iAccess Alpha discloses that it is compensated by companies that present at its conferences. iAccess Alpha receives a flat participation fee (currently $5,000) from each presenting company, which covers conference production, marketing, and platform operations.

iAccess Alpha also maintains relationships with certain partners and service providers who may pay fees for participation or involvement in iAccess Alpha programs. These financial arrangements create a conflict of interest, as iAccess Alpha has a financial incentive to feature such companies or partners. iAccess Alpha does not provide “buy,” “sell,” or “hold” recommendations on any security, and partners do not pitch or solicit investment opportunities to attendees.

3. Nature of Vetting & One-on-One Meetings

Day 1 company presentations are broadcast for informational purposes only and may be accessible to the general public. Day 2 meetings are facilitated between company management teams (including executives or investor relations representatives) and investors identified by iAccess Alpha.

Investors are not charged a fee to attend or participate. Vetting is limited to identity verification, professional background confirmation, and logistical scheduling. The facilitation of a one-on-one meeting does not constitute an endorsement, financial due diligence, or a suitability determination by iAccess Alpha. iAccess Alpha does not record one-on-one meetings.

4. No Fiduciary Duty & Forward-Looking Statements

iAccess Alpha is not a registered broker-dealer and does not act as a fiduciary. All participants are responsible for conducting their own independent due diligence and investment analysis.

Presentations and materials provided by participating companies may contain forward-looking statements regarding future goals or financial performance. iAccess Alpha does not verify the accuracy, completeness, or timeliness of information provided by presenting companies and makes no representations or warranties regarding such information.

5. Regulatory Compliance & Jurisdiction

All participants—issuers and investors alike—are solely responsible for their own compliance with applicable securities laws and regulations, including Regulation FD (Fair Disclosure).

iAccess Alpha’s services are intended for U.S. audiences. Access by individuals outside the United States is at the user’s own risk, and such users are responsible for compliance with all applicable local laws.

Last updated: January 2026